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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

PAUL ALAN BRAZIE

Advisor at WESTMINSTER FINANCIAL ADVISORY CORP

Dayton, OH | DAYTON, OH | BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:fd10329b-4a86-8d58-7fbd-c44d160e6000

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTMINSTER FINANCIAL ADVISORY CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Aug 20, 2002
First registration: Jan 3, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4253686

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUDOR FINANCIAL, INC.	Independent wealth	Sep 12, 2018	n/a	yes	DAYTON, OH	Current employment
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	Aug 13, 2018	n/a	yes	Dayton, OH\|BEAVERCREEK, OH	Current employment
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Dec 10, 2013	Aug 10, 2018	no	Dayton, OH	Previous registration
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	May 21, 2010	Dec 31, 2011	no	BEAVERCREEK, OH	Previous registration
GREAT AMERICAN ADVISORS, INC.	Former SEC adviser	Jan 3, 2007	May 21, 2010	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY INVESTMENT SERVICES LLC	WESTMINSTER FINANCIAL ADVISORY CORP	Aug 10, 2018	Aug 13, 2018	3	Firm change	Ibd to RIA
WESTMINSTER FINANCIAL ADVISORY CORP	KEY INVESTMENT SERVICES LLC	Dec 31, 2011	Dec 10, 2013	710	Firm change after gap	Other
GREAT AMERICAN ADVISORS, INC.	WESTMINSTER FINANCIAL ADVISORY CORP	May 21, 2010	May 21, 2010	0	Firm change	Other

Relationships

Registered with (4)

→ TUDOR FINANCIAL, INC.Registered adviserregistration: current employment
Sep 12, 2018 to presentfactForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
May 21, 2010 to Dec 31, 2011factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 10, 2013 to Aug 10, 2018factForm ADV
→ GREAT AMERICAN ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to May 21, 2010factForm ADV

Dated events

No dated event names this entity yet.