DFX Intelligence

D••••• K•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

D••••• K•••• B•••••••••

Advisor at P••••• S••••• C•••••• M••••••••• L••

MISSION WOODS, KS

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Search this name across graphsid dfx:ria:fd174378-593d-b8df-8a15-1525a38ecb57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• S••••• C•••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• S••••• C•••••• M••••••••• L••	Asset manager	Mar 4, 2025	n/a	yes	MISSION WOODS, KS	Current employment
C••••••• P•••••••	Independent wealth	May 19, 2021	May 23, 2023	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	P••••• S••••• C•••••• M••••••••• L••	May 23, 2023	Mar 4, 2025	651	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••• S••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 4, 2025 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
May 19, 2021 to May 23, 2023factForm ADV

Dated events

Occurred
May 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd174378-593d-b8df-8a15-1525a38ecb57
First observed: May 19, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.