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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Robert Stephen Granish

Advisor at HIGH FALLS ADVISORS, INC.

ROCHESTER, NY | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd1e7bdc-ad29-e851-95bd-d589f0414ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGH FALLS ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Aug 22, 2018
First registration: Oct 26, 2018
Dual registered: yes, broker-dealer
Other names: ROBERT GRANISH|Robert S Granish|ROBERT STEPHEN GRANISH
IAPD individual key: 6934192

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Aug 31, 2026	n/a	yes	ROCHESTER, NY\|FOLSOM, CA	Current employment
HIGH FALLS ADVISORS, INC.	Independent wealth	Jun 29, 2022	n/a	yes	ROCHESTER, NY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 13, 2020	Feb 10, 2021	no	ROCHESTER, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 26, 2018	Nov 4, 2019	no	ROCHESTER, NY\|Rochester, NY\|ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	HIGH FALLS ADVISORS, INC.	Feb 10, 2021	Jun 29, 2022	504	Firm change after gap	Ibd to RIA
EQUITABLE ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 4, 2019	Jan 13, 2020	70	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ HIGH FALLS ADVISORS, INC.Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 13, 2020 to Feb 10, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 26, 2018 to Nov 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd1e7bdc-ad29-e851-95bd-d589f0414ff7
First observed: Oct 26, 2018
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Robert Stephen Granish

Advisor at HIGH FALLS ADVISORS, INC.

ROCHESTER, NY | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd1e7bdc-ad29-e851-95bd-d589f0414ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALLWORTH FINANCIAL, L.P.

Bd affiliated wealth

Aug 31, 2026

n/a

yes

ROCHESTER, NY|FOLSOM, CA

Current employment

HIGH FALLS ADVISORS, INC.

Independent wealth

Jun 29, 2022

n/a

yes

ROCHESTER, NY

Current employment

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jan 13, 2020

Feb 10, 2021

ROCHESTER, NY

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Oct 26, 2018

Nov 4, 2019

ROCHESTER, NY|Rochester, NY|ROCHESTER, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERIPRISE FINANCIAL SERVICES, LLC

HIGH FALLS ADVISORS, INC.

Feb 10, 2021

Jun 29, 2022

504

Firm change after gap

Ibd to RIA

EQUITABLE ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Nov 4, 2019

Jan 13, 2020

Firm change

Ibd to ibd