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Advisor at CETERA INVESTMENT ADVISERS LLC
Los Angeles, CA | North Tustin, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 29, 2026 | n/a | yes | Los Angeles, CA|North Tustin, CA | Current employment |
| GOLD COAST SECURITIES, INC. | Former SEC adviser | Jan 3, 2006 | Dec 31, 2025 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLD COAST SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2025 | Jan 29, 2026 | 29 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110925:105644:CA:2025-12-31 | Dec 31, 2025 | Jan 29, 2026 | LOS ANGELES, CA | Firm change |