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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Thomas Milan Wyszynski

Advisor at PROSPERA FINANCIAL SERVICES, INC.

San Jose, CA | Hyannis, MA

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Search this name across graphsid dfx:ria:fd326751-fa8c-4160-1e6b-982c594d6b8a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Jan 20, 1997
First registration: Jul 8, 2009
Dual registered: yes, broker-dealer
Other names: THOMAS D KEANE
IAPD individual key: 2825754

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Apr 24, 2026	n/a	yes	San Jose, CA\|Hyannis, MA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 17, 2024	Mar 13, 2026	no	Osterville, MA\|NEEDHAM, MA\|Hyannis, MA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Oct 8, 2020	Oct 29, 2021	no	Hyannis, MA\|MONTVALE, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 13, 2012	Jun 8, 2018	no	Menlo Park, CA	Previous registration
TELSEY HOLDINGS LLC	Former SEC adviser	Jul 8, 2009	Jan 25, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	PROSPERA FINANCIAL SERVICES, INC.	Mar 13, 2026	Apr 24, 2026	42	Firm change	Ibd to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	MML INVESTORS SERVICES, LLC	Oct 29, 2021	Oct 17, 2024	1,084	Firm change after gap	Ibd to ibd
CHARLES SCHWAB & CO., INC.	THRIVENT INVESTMENT MANAGEMENT INC.	Jun 8, 2018	Oct 8, 2020	853	Firm change after gap	Ibd to ibd
TELSEY HOLDINGS LLC	CHARLES SCHWAB & CO., INC.	Jan 25, 2010	Jul 13, 2012	900	Firm change after gap	Other

Relationships

Registered with (5)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 17, 2024 to Mar 13, 2026factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Oct 8, 2020 to Oct 29, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 13, 2012 to Jun 8, 2018factForm ADV
→ TELSEY HOLDINGS LLCRegistered adviserregistration: previous registration
Jul 8, 2009 to Jan 25, 2010factForm ADV

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
Thomas Milan Wyszynski left Mml Investors Services, Llc for Prospera Financial Services, Inc. (registered 2026-04-24)
Form ADVobserved 4 days ago