RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M•••• W••••••••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Apr 24, 2026 · San Jose, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 17, 2024 to Mar 13, 2026 · Osterville, Ma
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 8, 2020 to Oct 29, 2021 · Hyannis, Ma
- C•••••• S••••• • C••• I••• national BDJul 13, 2012 to Jun 8, 2018 · Menlo Park, Ca
- T••••• H••••••• L•• formerJul 8, 2009 to Jan 25, 2010 · New York, Ny
- M•• I•••••••• S•••••••• L•• to P••••••• F•••••••• S•••••••• I•••left Mar 13, 2026, registered Apr 24, 2026 (42 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Oct 29, 2021, registered Oct 17, 2024 (1084 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to T••••••• I••••••••• M••••••••• I•••left Jun 8, 2018, registered Oct 8, 2020 (853 days) · Affiliated broker-dealer or bank to another
- T••••• H••••••• L•• to C•••••• S••••• • C••• I•••left Jan 25, 2010, registered Jul 13, 2012 (900 days) · Other
- T••••• M•••• W•••••••• left M•• I•••••••• S•••••••• L•• for P••••••• F•••••••• S•••••••• I••• (registered 2026-04-24)Mar 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address