DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BUFORD, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 28, 2021 | n/a | yes | BUFORD, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 3, 2019 | Sep 2, 2021 | no | ATLANTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 28, 2015 | Jul 16, 2019 | no | DULUTH, GA|ATLANTA, GA|NORCROSS, GA|DULUTH, GA|SEA GIRT, NJ|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|NORCROSS, GA|ATLANTA, GA|DULUTH, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Sep 2, 2021 | Sep 28, 2021 | 26 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 16, 2019 | Sep 3, 2019 | 49 | Firm change | Wirehouse to wirehouse |