DFX Intelligence

J••• L•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

J••• L•••••• H••••••

Advisor at M•• C•••••• M••••••••• L••

Bannockburn, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Dec 23, 2021	n/a	yes	Bannockburn, IL	Current employment
H•••••• C••• I••••••••• A•••••••• I•••	Former SEC adviser	Oct 17, 2006	Dec 9, 2021	no	NORTHBROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• C••• I••••••••• A•••••••• I•••	M•• C•••••• M••••••••• L••	Dec 9, 2021	Dec 23, 2021	14	Firm change	RIA to RIA
C••••• I••••••••• A••••••• L••	H•••••• C••• I••••••••• A•••••••• I•••	Dec 6, 2021	Oct 17, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
141396:109807:IL:2021-12-09	Dec 9, 2021	Dec 23, 2021	NORTHBROOK, IL	Firm change

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2021 to presentfactForm ADV
→ H•••••• C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 17, 2006 to Dec 9, 2021factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 24, 2004 to Dec 6, 2021factForm ADV
→ G••••••• F•••••••• P••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.