RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•••••• H••••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Dec 23, 2021 · Bannockburn, Il
- H•••••• C••• I••••••••• A•••••••• I••• formerOct 17, 2006 to Dec 9, 2021 · Northbrook, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 24, 2004 to Dec 6, 2021 · Northbrook, Il
- G••••••• F•••••••• P••••••• C••••••••• unclassifiedFeb 9, 1998 to Apr 1, 2008 · Northbrook, Il
- H•••••• C••• I••••••••• A•••••••• I••• to M•• C•••••• M••••••••• L••left Dec 9, 2021, registered Dec 23, 2021 (14 days) · RIA to RIA · moved with a team
- C••••• I••••••••• A••••••• L•• to H•••••• C••• I••••••••• A•••••••• I•••left Dec 6, 2021, registered Oct 17, 2006 (-5529 days) · Other
- G••••••• F•••••••• P••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Apr 1, 2008, registered Feb 24, 2004 (-1498 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address