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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FLC CAPITAL ADVISORS

CRD 111822

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd5eb44f-55cd-015d-bacb-0488c7d64c64

Data as of Apr 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jan 24, 2013 to Apr 3, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $822MItem 5.F on the latest filing (2026-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $812M
Private client RAUM: $814MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $206Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 821
Individual clients: 136
High net worth clients: 184
Custody, client assets: $621M
SEC number: 801-77600
CIK: 1713697
CRD: 111822
Filings on the tape: 26
First filed: Jan 24, 2013
Latest filed: Apr 3, 2026
Organised: Corporation, CA
Website: flccapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MAX A BRIGGS	Certified Financial Planner	PALM DESERT, CA	29	30	n/a	yes
DANIEL ALBERT NEIL	Certified Financial Planner	PALM DESERT, CA	24	25	n/a	yes
JEREMY J. OFSEYER	n/a	PALM DESERT, CA	12	12	n/a	no
BRANDON ROSS	n/a	Desert Hot Springs, CA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGGS, MAX, A	PRESIDENT & CEO	E	yes	10/1996	Jan 24, 2013	Jun 17, 2024
EKSTROM, BRIAN, DARIN	CHIEF COMPLIANCE OFFICER	Na	no	03/2017	Mar 13, 2017	Jun 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DANIEL R. BRUSH	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 3, 2026	$822M	$812M	9	5	0	n/a	n/a
2024	Jan 17, 2025	$710M	$702M	9	4	0	n/a	n/a
2023	Mar 15, 2024	$651M	$645M	10	4	0	n/a	n/a
2022	Mar 8, 2023	$519M	$512M	9	3	0	n/a	n/a
2021	Mar 3, 2022	$521M	$513M	8	3	0	n/a	n/a
2020	Feb 24, 2021	$459M	$452M	7	3	0	n/a	n/a
2019	Mar 2, 2020	$411M	$405M	7	3	0	n/a	n/a
2018	Mar 19, 2019	$322M	$317M	6	3	0	n/a	n/a
2017	Mar 7, 2018	$306M	$300M	6	3	0	n/a	n/a
2016	Feb 6, 2017	$238M	$238M	7	3	n/a	n/a	n/a
2015	Feb 20, 2016	$211M	$211M	7	3	n/a	n/a	n/a
2014	Jan 30, 2015	$203M	$203M	7	3	n/a	n/a	n/a
2013	Feb 13, 2014	$163M	$163M	7	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$822M	$710M	15.8%	$519M	16.6%	9	9	0	0

Relationships

Registered with (6)

← BRANDON ROSSAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← JEREMY J. OFSEYERAdvisorregistration: current employment
Dec 20, 2013 to presentfactForm ADV
← DANIEL ALBERT NEILAdvisorregistration: current employment
May 17, 2002 to presentfactForm ADV
← MAX A BRIGGSAdvisorregistration: current employment
Jan 29, 1997 to presentfactForm ADV
← Phillip Jared NibloAdvisorregistration: previous registration
Sep 11, 2023 to Mar 2, 2026factForm ADV
← JONATHAN LESLEY CHATFIELDAdvisorregistration: previous registration
Oct 15, 2007 to Mar 11, 2009factForm ADV

Controls (1)

← BRIGGS, MAX, AOwnerPRESIDENT & CEO, ownership code E, individual
Jan 24, 2013 to Jun 17, 2024factForm ADV

Owns (1)

← EKSTROM, BRIAN, DARINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2017 to Jun 17, 2024factForm ADV

Dated events

Occurred
Mar 2, 2026
Advisor changed firm
Phillip Jared Niblo left Flc Capital Advisors for Advisory Services Network (registered 2026-02-27)
Form ADVobserved 4 days ago
Occurred
Mar 15, 2024
Regulatory AUM changed
Flc Capital Advisors reported RAUM $651.1M, up 25% from $519.0M (2023-03-23 to 2024-03-15)
Form ADVobserved 4 days ago
$132M
Occurred
Jan 24, 2013
First Form ADV filing
Flc Capital Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd5eb44f-55cd-015d-bacb-0488c7d64c64
First observed: Jan 24, 2013
Last observed: Apr 3, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLC CAPITAL ADVISORS

CRD 111822

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd5eb44f-55cd-015d-bacb-0488c7d64c64

Data as of Apr 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MAX A BRIGGS

Certified Financial Planner

PALM DESERT, CA

n/a

yes

DANIEL ALBERT NEIL

Certified Financial Planner

PALM DESERT, CA

n/a

yes

JEREMY J. OFSEYER

n/a

PALM DESERT, CA

n/a

BRANDON ROSS

n/a

Desert Hot Springs, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGGS, MAX, A

PRESIDENT & CEO

yes

10/1996

Jan 24, 2013

Jun 17, 2024

EKSTROM, BRIAN, DARIN

CHIEF COMPLIANCE OFFICER

03/2017

Mar 13, 2017

Jun 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DANIEL R. BRUSH

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 3, 2026

$822M

$812M

n/a

2024

Jan 17, 2025

$710M

$702M

n/a

2023

Mar 15, 2024

$651M

$645M

n/a

2022

Mar 8, 2023

$519M

$512M

n/a

2021

Mar 3, 2022

$521M

$513M

n/a

2020

Feb 24, 2021

$459M

$452M

n/a

2019

Mar 2, 2020

$411M

$405M

n/a

2018

Mar 19, 2019

$322M

$317M

n/a

2017

Mar 7, 2018

$306M

$300M

n/a

2016

Feb 6, 2017

$238M

n/a

2015

Feb 20, 2016

$211M

n/a

2014

Jan 30, 2015

$203M

n/a

2013

Feb 13, 2014

$163M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$822M

$710M

15.8%

$519M

16.6%