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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

JONATHAN LESLEY CHATFIELD

Advisor at LM ADVISORS LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:40fb9f03-aa34-b38f-991e-26fb40217ff9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LM ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Nov 14, 1995
First registration: Feb 7, 2006
Dual registered: no
Other names: JONATHAN CHATFIELD
IAPD individual key: 2583511

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LM ADVISORS LLC	Independent wealth	Mar 27, 2023	n/a	yes	SAN DIEGO, CA	Current employment
PROBABILITIES FUND MANAGEMENT, LLC	Former SEC adviser	Mar 1, 2022	Jan 19, 2023	no	Carlsbad, CA	Previous registration
ANCHOR BAY CAPITAL, INC.	Independent wealth	Feb 6, 2019	Oct 15, 2021	no	Carlsbad, CA	Previous registration
PROBABILITIES FUND MANAGEMENT, LLC	Former SEC adviser	Dec 4, 2013	Feb 5, 2019	no	SAN DIEGO, CA	Previous registration
ANCHOR BAY CAPITAL, INC.	Independent wealth	Dec 14, 2010	Nov 19, 2013	no	CARLSBAD, CA	Previous registration
CHATFIELD INVESTMENT SERVICES	n/a	Aug 29, 2009	Apr 12, 2010	no	EVERGREEN, CO	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Aug 18, 2009	Dec 1, 2009	no	OLATHE, KS\|SAN DIEGO, CA	Previous registration
FLC CAPITAL ADVISORS	Independent wealth	Oct 15, 2007	Mar 11, 2009	no	PALM DESERT, CA	Previous registration
ANCHOR BAY CAPITAL, INC.	Independent wealth	Mar 27, 2007	Oct 16, 2007	no	CARLSBAD, CA	Previous registration
CHATFIELD INVESTMENT SERVICES	n/a	Jun 8, 2006	Mar 29, 2007	no	EVERGREEN, CO	Previous registration
FLC CAPITAL ADVISORS	Independent wealth	Feb 7, 2006	Apr 24, 2006	no	PALM DESERT, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROBABILITIES FUND MANAGEMENT, LLC	LM ADVISORS LLC	Jan 19, 2023	Mar 27, 2023	67	Firm change	Other
ANCHOR BAY CAPITAL, INC.	PROBABILITIES FUND MANAGEMENT, LLC	Oct 15, 2021	Mar 1, 2022	137	Firm change	Other
PROBABILITIES FUND MANAGEMENT, LLC	ANCHOR BAY CAPITAL, INC.	Feb 5, 2019	Feb 6, 2019	1	Firm change	RIA to RIA
ANCHOR BAY CAPITAL, INC.	PROBABILITIES FUND MANAGEMENT, LLC	Nov 19, 2013	Dec 4, 2013	15	Firm change	Other
CHATFIELD INVESTMENT SERVICES	ANCHOR BAY CAPITAL, INC.	Apr 12, 2010	Dec 14, 2010	246	Firm change	Other
AUSDAL FINANCIAL PARTNERS, INC.	CHATFIELD INVESTMENT SERVICES	Dec 1, 2009	Aug 29, 2009	-94	Firm change after gap	Other
FLC CAPITAL ADVISORS	AUSDAL FINANCIAL PARTNERS, INC.	Mar 11, 2009	Aug 18, 2009	160	Firm change	Other
ANCHOR BAY CAPITAL, INC.	FLC CAPITAL ADVISORS	Oct 16, 2007	Oct 15, 2007	-1	Firm change	Other
CHATFIELD INVESTMENT SERVICES	ANCHOR BAY CAPITAL, INC.	Mar 29, 2007	Mar 27, 2007	-2	Firm change	Other
FLC CAPITAL ADVISORS	CHATFIELD INVESTMENT SERVICES	Apr 24, 2006	Jun 8, 2006	45	Firm change	Other

Relationships

Registered with (6)

→ LM ADVISORS LLCRegistered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ PROBABILITIES FUND MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 1, 2022 to Jan 19, 2023factForm ADV
→ ANCHOR BAY CAPITAL, INC.Registered adviserregistration: previous registration
Feb 6, 2019 to Oct 15, 2021factForm ADV
→ CHATFIELD INVESTMENT SERVICESRegistered adviserregistration: previous registration
Aug 29, 2009 to Apr 12, 2010factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Aug 18, 2009 to Dec 1, 2009factForm ADV
→ FLC CAPITAL ADVISORSRegistered adviserregistration: previous registration
Oct 15, 2007 to Mar 11, 2009factForm ADV

Dated events

Occurred
Jan 19, 2023
Advisor changed firm
Jonathan Lesley Chatfield left Probabilities Fund Management, Llc for Lm Advisors Llc (registered 2023-03-27)
Form ADVobserved 4 days ago