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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CHRISTOPHER JAMES SEIL

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:fd61c2c5-d4ed-cf6b-c7d6-b689872f2714

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 29, 2003
First registration: Aug 1, 2007
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER JAMES SEIL|CHRISTOPHER SEIL
IAPD individual key: 4697265

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 6, 2022	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Jun 25, 2013	Oct 14, 2022	no	Westlake, TX\|Southlake, TX\|OMAHA, NE\|Westlake, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 13, 2011	Sep 9, 2011	no	APPLETON, WI\|APPLETON, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Oct 21, 2008	Dec 3, 2010	no	MINNEAPOLIS, MN\|Appleton, WI\|APPLETON, WI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 1, 2007	Oct 1, 2008	no	LEWISVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Oct 6, 2022	-8	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE, INC.	Sep 9, 2011	Jun 25, 2013	655	Firm change after gap	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CHASE INVESTMENT SERVICES CORP.	Dec 3, 2010	Apr 13, 2011	131	Firm change	Other
STRATEGIC ADVISERS LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Oct 1, 2008	Oct 21, 2008	20	Firm change	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 25, 2013 to Oct 14, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 13, 2011 to Sep 9, 2011factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Oct 21, 2008 to Dec 3, 2010factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 1, 2007 to Oct 1, 2008factForm ADV

Dated events

No dated event names this entity yet.