DFX Intelligence

C••••• D•• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C••••• D•• L•••••••••

Advisor at B••• T••• T•••• A•••••••• L••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:fd655305-adbc-7c9c-0089-8d527d49edb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• T••• T•••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• T••• T•••• A•••••••• L••	State registered	Jul 14, 2008	n/a	yes	RICHARDSON, TX	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Oct 19, 2007	Jun 11, 2008	no	RICHARDSON, TX\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	B••• T••• T•••• A•••••••• L••	Jun 11, 2008	Jul 14, 2008	33	Firm change	Other
T••••••••• F•••••••• A•••••••• L••	M•••• C••••••• A••••••• S••••••	Oct 29, 2007	Oct 19, 2007

Relationships

Registered with (5)

→ B••• T••• T•••• A•••••••• L••Registered adviserregistration: current employment
Jul 14, 2008 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Oct 19, 2007 to Jun 11, 2008factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 20, 2006 to Oct 29, 2007factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd655305-adbc-7c9c-0089-8d527d49edb4
First observed: Mar 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.