RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• D•• L•••••••••
- B••• T••• T•••• A•••••••• L•• state registered currentsince Jul 14, 2008 · Richardson, Tx
- M•••• C••••••• A••••••• S•••••• BD affiliatedOct 19, 2007 to Jun 11, 2008 · Richardson, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 20, 2006 to Oct 29, 2007 · Richardson, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedNov 30, 2006 to Dec 20, 2006 · Richardson, Tx
- M•••• C••••••• A••••••• S•••••• BD affiliatedJun 17, 2005 to Dec 4, 2006 · Palm Beach Gardens, Fl
- I••••••••• A••••••• S••••••• I•• formerMar 18, 2002 to May 6, 2003 · Richardson, Tx
- M•••• C••••••• A••••••• S•••••• to B••• T••• T•••• A•••••••• L••left Jun 11, 2008, registered Jul 14, 2008 (33 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to M•••• C••••••• A••••••• S••••••left Oct 29, 2007, registered Oct 19, 2007 (-10 days) · Other
- A••••••••• A•••••• S•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Dec 20, 2006, registered Dec 20, 2006 (0 days) · Other
- M•••• C••••••• A••••••• S•••••• to A••••••••• A•••••• S•••••••• I•••left Dec 4, 2006, registered Nov 30, 2006 (-4 days) · Other
- I••••••••• A••••••• S••••••• I•• to M•••• C••••••• A••••••• S••••••left May 6, 2003, registered Jun 17, 2005 (773 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address