DFX Intelligence

S••• T••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S••• T••••• C••••••

Advisor at C••••••• P•••••••

San Antonio, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:fd664918-ca22-6ee9-7393-7ed84940573a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 20, 2022	n/a	yes	OVERLAND PARK, KS\|San Antonio, TX	Current employment
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jan 8, 2018	Dec 31, 2021	no	SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• I••••••••• S••••••• C••••••	C••••••• P•••••••	Dec 31, 2021	Apr 20, 2022	110	Firm change	Other
U••• F•••••••• P••••••• S•••••••	U••• I••••••••• S••••••• C••••••	Jan 8, 2018	Jan 8, 2018

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Dec 31, 2021factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 18, 2005 to Jan 8, 2018factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd664918-ca22-6ee9-7393-7ed84940573a
First observed: Oct 27, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.