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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

EMMETT DEWITT NEWTON

Advisor at VANDERBILT ADVISORY SERVICES

WOODBURY, NY | Denville, NJ

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Search this name across graphsid dfx:ria:fd691ab2-a1c0-d7d8-cc16-a958ffa8cea6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANDERBILT ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 6, 1992
First registration: Oct 15, 2003
Dual registered: yes, broker-dealer
Other names: SKIP NEWTON
IAPD individual key: 1645743

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Jan 14, 2026	n/a	yes	Denville, NJ\|WOODBURY, NY	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jun 15, 2009	Jan 15, 2026	no	ST. LOUIS, MO\|MORRIS PLAINS, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 15, 2009	no	MOUNTAIN LAKES, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 15, 2003	Jan 1, 2008	no	ROCKAWAY, NJ\|ROCKAWAY, NJ\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	VANDERBILT ADVISORY SERVICES	Jan 15, 2026	Jan 14, 2026	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	STIFEL INDEPENDENT ADVISORS, LLC	Jun 15, 2009	Jun 15, 2009	0	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 15, 2009 to Jan 15, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 15, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 15, 2003 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
Emmett Dewitt Newton left Stifel Independent Advisors, Llc for Vanderbilt Advisory Services (registered 2026-01-14)
Form ADVobserved 6 days ago