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A•••••• S••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

A•••••• S••••••• B••••

Advisor at S••••••••• A•••••••• I•••

Coral Gables, FL | AUSTIN, TX

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Search this name across graphsid dfx:ria:fd6e246b-12aa-7521-9689-febfb0c337d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Aug 11, 2017	n/a	yes	Coral Gables, FL\|AUSTIN, TX	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Jul 31, 2015	May 5, 2017	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	S••••••••• A•••••••• I•••	May 5, 2017	Aug 11, 2017	98	Firm change	Other
R•••• L••	A•••• C•••••• C••••	May 3, 2017	Jul 31, 2015

Relationships

Registered with (7)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 11, 2017 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Jul 31, 2015 to May 5, 2017factForm ADV
→ R•••• L••Registered adviserregistration: previous registration
May 9, 2012 to May 3, 2017factForm ADV
→ R•••••• W•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd6e246b-12aa-7521-9689-febfb0c337d3
First observed: Sep 8, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.