DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Antonio Salvador Bauza
Feed of 09/14/2026
Also filed as Antonio S Bauza
At current firm
9 y
since Aug 11, 2017
In the industry
36 y
since Mar 26, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stonecrest Advisors, Inc. mixed wealth currentsince Aug 11, 2017 · Coral Gables, Fl
- Aegis Capital Corp. BD affiliatedJul 31, 2015 to May 5, 2017 · Coral Gables, Fl
- Riwm, LLC state registeredMay 9, 2012 to May 3, 2017 · Coral Gables, Fl
- Rehmann Wealth independent RIAJul 8, 2010 to Sep 6, 2012 · Miami, Fl
- Oppenheimer & Co. Inc. BD affiliatedJan 15, 2008 to Apr 20, 2010 · Coral Gables, Fl
- UBS International Inc. unclassifiedJun 3, 2002 to Dec 12, 2007 · Coral Gables, Fl
- UBS Financial Services Inc. wirehouseSep 8, 2000 to Jun 1, 2002 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- Aegis Capital Corp. to Stonecrest Advisors, Inc.left May 5, 2017, registered Aug 11, 2017 (98 days) · Other
- Riwm, LLC to Aegis Capital Corp.left May 3, 2017, registered Jul 31, 2015 (-642 days) · Other
- Rehmann Wealth to Riwm, LLCleft Sep 6, 2012, registered May 9, 2012 (-120 days) · Other
- Oppenheimer & Co. Inc. to Rehmann Wealthleft Apr 20, 2010, registered Jul 8, 2010 (79 days) · Other
- UBS International Inc. to Oppenheimer & Co. Inc.left Dec 12, 2007, registered Jan 15, 2008 (34 days) · Other
- UBS Financial Services Inc. to UBS International Inc.left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address