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Advisor at SYNOVUS SECURITIES, INC.
THOMASVILLE, GA | PORT CHARLOTTE, FL | TALLAHASSEE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SYNOVUS SECURITIES, INC. | Bd affiliated wealth | Jan 15, 2019 | n/a | yes | PORT CHARLOTTE, FL|THOMASVILLE, GA|TALLAHASSEE, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2011 | Feb 21, 2019 | no | TALLAHASSEE, FL|TALLAHASSEE, FL|FORT MILL, SC|TALLAHASSEE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|THOMASVILLE, GA|TALLAHASSEE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|VALDOSTA, GA|MARIANNA, FL|TALLAHASSEE, FL|MARIANNA, FL | Previous registration |
| MOORS & CABOT, INC | Bd affiliated wealth | Aug 19, 2010 | Dec 15, 2011 | no | TALLAHASSEE, FL | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 26, 2009 | Apr 13, 2010 | no | CHARLOTTE, NC|TALLAHASSEE, FL|ORLANDO, FL | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 2, 2004 | Dec 31, 2008 | no | CHARLOTTE, NC|TALLAHASSEE, FL|CHARLOTTE, NC|TALLAHASSEE, FL|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | SYNOVUS SECURITIES, INC. | Feb 21, 2019 | Jan 15, 2019 | -37 | Firm change after gap | RIA to ibd |
| MOORS & CABOT, INC | LPL FINANCIAL LLC | Dec 15, 2011 | Dec 21, 2011 | 6 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | MOORS & CABOT, INC | Apr 13, 2010 | Aug 19, 2010 | 128 | Firm change | Other |