DFX Intelligence

S•••••••• I••••••••• G••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S•••••••• I••••••••• G••••• L•••

CRD 121206

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Search this name across graphsid dfx:ria:fd79e263-b466-676b-5e4c-872ea38485ed

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2026 to Jun 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 23
High net worth clients: 101
CRD: 121206

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H•••• R•• R••••••••	n/a	BLUE BELL, PA	34	39	n/a	no
S••• R••••••••	n/a	BLUE BELL, PA	34	35

Relationships

Registered with (3)

← S••• F•••••• W••••Advisorregistration: current employment
Jul 13, 2023 to presentfactForm ADV
← H•••• R•• R••••••••Advisorregistration: current employment
Jul 8, 1992 to presentfactForm ADV
← S••• R••••••••Advisorregistration: current employment
Jul 8, 1992 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd79e263-b466-676b-5e4c-872ea38485ed
First observed: Jun 29, 2026
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.