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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

JOHN ROGERS

Advisor at WELLS FARGO ADVISORS

THE WOODLANDS, TX | SANTA ANA, CA | KINGWOOD, TX

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Search this name across graphsid dfx:ria:fd7e94d5-260f-8819-a862-6d2258ecc218

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 26, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 26, 1989
First registration: Sep 30, 2002
Dual registered: yes, broker-dealer
Other names: RUSTY ROGERS|JOHN BRYAN ROGERS
IAPD individual key: 2021409

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 18, 2024	n/a	yes	KINGWOOD, TX\|SANTA ANA, CA\|THE WOODLANDS, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 27, 2009	Jul 18, 2024	no	THE WOODLANDS, TX\|HOUSTON, TX\|KINGWOOD, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|CLEVELAND, TX\|KINGWOOD, TX\|LIBERTY, TX\|KINGWOOD, TX\|KINGWOOD, TX\|HUMBLE, TX\|HOUSTON, TX\|HUMBLE, TX\|THE WOODLANDS, TX\|KINGWOOD, TX\|THE WOODLANDS, TX\|HOUSTON, TX\|HUMBLE, TX\|HUFFMAN, TX\|THE WOODLANDS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 9, 2003	Mar 31, 2009	no	HOUSTON, TX\|THE WOODLANDS, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Sep 30, 2002	May 13, 2003	no	KINGWOOD, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 18, 2024	Jul 18, 2024	0	Channel change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Mar 31, 2009	Mar 27, 2009	-4	Firm change	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	BANC OF AMERICA INVESTMENT SERVICES, INC.	May 13, 2003	May 9, 2003	-4	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 27, 2009 to Jul 18, 2024factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 9, 2003 to Mar 31, 2009factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Sep 30, 2002 to May 13, 2003factForm ADV

Dated events

No dated event names this entity yet.