DFX Intelligence

J•••• H••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

J•••• H••••• A•••••••

Advisor at C••••••• A•••• M••••••••• L••

MORTON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd7f360e-9140-abaf-77da-168d657fc42d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Independent wealth	Feb 3, 2020	n/a	yes	MORTON, IL	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Oct 18, 2017	Jun 30, 2020	no	Morton, IL\|Bloomington, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	C••••••• A•••• M••••••••• L••	Jun 30, 2020	Feb 3, 2020	-148	Firm change after gap	RIA to new firm
C••••••• F•••••••• D••••••• I•••	A• W••••• M••••••••• L••	Nov 9, 2017	Oct 18, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:306903:IL:2020-06-30	Jun 30, 2020	Feb 3, 2020	BLOOMINGTON, IL	Firm change after gap
109032:282580:IN:2017-11-09	Nov 9, 2017	Oct 18, 2017	KOKOMO, IN	Firm change

Relationships

Registered with (3)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 3, 2020 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2017 to Jun 30, 2020factForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2017 to Nov 9, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd7f360e-9140-abaf-77da-168d657fc42d
First observed: Apr 26, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.