DFX Intelligence

M•••• I•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)38 years in industry

M•••• I•• M•••••

Advisor at O•••••• W••••• A••••••• L••

Cincinnati, OH

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Search this name across graphsid dfx:ria:fd7f851f-dc87-8272-f64f-e20915dedbdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• A••••••• L••	Independent wealth	Jun 12, 2020	n/a	yes	Cincinnati, OH	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 24, 2003	Jul 10, 2020	no	CINCINNATI, OH\|COLUMBUS, OH\|BLUE ASH, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	O•••••• W••••• A••••••• L••	Jul 10, 2020	Jun 12, 2020	-28	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:306909:OH:2020-07-10	Jul 10, 2020	Jun 12, 2020	BLUE ASH, OH	Firm change

Relationships

Registered with (2)

→ O•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jun 12, 2020 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2003 to Jul 10, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd7f851f-dc87-8272-f64f-e20915dedbdb
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.