DFX Intelligence

M•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)16 years in industry

M•••••• H••••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:fd8a2959-fba1-77a7-6c95-1ed467b57228

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Mar 25, 2020	n/a	yes	SAINT LOUIS, MO\|SAINT LOUIS, MO	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 31, 2018	Mar 2, 2020	no	St. Louis, MO\|St. Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Mar 2, 2020	Jan 31, 2018	-761	Channel change	Other
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Mar 2, 2020	Jan 31, 2018

Relationships

Registered with (5)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Mar 25, 2020 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2018 to Mar 2, 2020factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2018 to Mar 2, 2020factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd8a2959-fba1-77a7-6c95-1ed467b57228
First observed: Oct 6, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.