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RIA / WealthAdvisorCertified Financial Planner22 years in industry

BRANDON JAMES GRUNDY

Advisor at RIDGEVIEW FINANCIAL PLANNING

SANTA ROSA, CA | Palm Harbor, FL

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Search this name across graphsid dfx:ria:fd907597-da65-3781-b925-3834e12a3010

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIDGEVIEW FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 3, 2003
First registration: Apr 7, 2006
Dual registered: no
IAPD individual key: 4687607

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIDGEVIEW FINANCIAL PLANNING	State registered	Jul 22, 2014	n/a	yes	SANTA ROSA, CA\|Palm Harbor, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 15, 2009	Aug 18, 2014	no	Santa Rosa, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 25, 2007	May 8, 2009	no	SANTA ROSA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 7, 2006	Apr 17, 2007	no	RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	RIDGEVIEW FINANCIAL PLANNING	Aug 18, 2014	Jul 22, 2014	-27	Firm change	Ibd to state RIA
CUSO FINANCIAL SERVICES, L.P.	CHARLES SCHWAB & CO., INC.	May 8, 2009	Jun 15, 2009	38	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CUSO FINANCIAL SERVICES, L.P.	Apr 17, 2007	Apr 25, 2007	8	Firm change	Other

Relationships

Registered with (4)

→ RIDGEVIEW FINANCIAL PLANNINGRegistered adviserregistration: current employment
Jul 22, 2014 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 15, 2009 to Aug 18, 2014factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 25, 2007 to May 8, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 7, 2006 to Apr 17, 2007factForm ADV

Dated events

No dated event names this entity yet.