This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORA CAPITAL MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 27, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Oct 27, 2006

First registration

Aug 7, 2014

Dual registered

yes, broker-dealer

Other names

DIEGO CASTILLO OLEA|DIEGO CASTILLO

IAPD individual key

4973864

• Occurred

  May 21, 2024
  Advisor changed firm

  Diego Castillo Olea left Ubs Financial Services Inc. for Mora Capital Management, Llc (registered 2025-11-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fd976a82-c34d-bade-7e29-34218cc110a9

First observed

Aug 7, 2014

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.