DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at JANNEY MONTGOMERY SCOTT LLC
COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jan 27, 2014 | n/a | yes | COLUMBIA, SC | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Jan 28, 2014 | no | COLUMBIA, SC | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | May 26, 2004 | Oct 5, 2009 | no | COLUMBIA, SC|COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | JANNEY MONTGOMERY SCOTT LLC | Jan 28, 2014 | Jan 27, 2014 | -1 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |