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Advisor at V•••••• A•••••••• I•••
San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••• A•••••••• I••• | Bd affiliated wealth | May 22, 2012 | n/a | yes | San Jose, CA | Current employment |
| S•• A•••••••• L•• | Former SEC adviser | Apr 25, 2014 | Jan 7, 2020 | no | SAN FRANCISCO, CA|MENLO PARK, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• A•••••••• L•• | n/a | Jan 7, 2020 | n/a | n/a | Departure no registered destination | Departure |
| B•• A•••••••• I••• | S•• A•••••••• L•• | Dec 12, 2012 | Apr 25, 2014 |
| Previous registration |
| B•• A•••••••• I••• | Former SEC adviser | Jul 31, 2012 | Dec 12, 2012 | no | PALO ALTO, CA | Previous registration |
| V•••• W••••• M••••••••• L•• | Former SEC adviser | Apr 15, 2009 | Feb 1, 2012 | no | PALO ALTO, CA | Previous registration |
| B•• W••••• M••••••••• L•• | n/a | Jan 31, 2006 | Mar 6, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| Firm change after gap |
| Other |
| V•••• W••••• M••••••••• L•• | V•••••• A•••••••• I••• | Feb 1, 2012 | May 22, 2012 | 111 | Firm change | Other |
| B•• W••••• M••••••••• L•• | V•••• W••••• M••••••••• L•• | Mar 6, 2009 | Apr 15, 2009 | 40 | Firm change | Other |