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W•••• S•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

W•••• S•• C•••••

Advisor at T• R••• P•••• A••••••• S•••••••• I•••

Colorado Springs, CO

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Search this name across graphsid dfx:ria:fd9b8e8e-7014-8be0-553f-0c334b153d56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jun 6, 2022	n/a	yes	Colorado Springs, CO	Current employment
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 26, 2019	Jun 9, 2021	no	Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	T• R••• P•••• A••••••• S•••••••• I•••	Nov 20, 2018	Feb 26, 2019	98	Firm change	Ibd to RIA
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Sep 1, 2017	Feb 2, 2018

Relationships

Registered with (4)

→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2019 to Jun 9, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2018 to Nov 20, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 8, 2014 to Sep 1, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd9b8e8e-7014-8be0-553f-0c334b153d56
First observed: Sep 17, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.