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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

KENT W HENNINGS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CEDAR RAPIDS, IA | Mount Vernon, IA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 17, 2004
First registration: May 18, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4764170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 5, 2010	n/a	yes	CEDAR RAPIDS, IA\|Mount Vernon, IA	Current employment
STONEFIELD INVESTMENT ADVISORY, INC.	Independent wealth	Jun 9, 2008	Nov 30, 2010	no	CEDAR RAPIDS, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2007	Dec 31, 2008	no	CEDAR RAPIDS, IA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Aug 22, 2005	Dec 31, 2006	no	CEDAR RAPIDS, IA\|CEDAR RAPIDS, IA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 18, 2004	Jun 8, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEFIELD INVESTMENT ADVISORY, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 30, 2010	Oct 5, 2010	-56	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	STONEFIELD INVESTMENT ADVISORY, INC.	Dec 31, 2008	Jun 9, 2008	-205	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2006	Jan 3, 2007	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jun 8, 2005	Aug 22, 2005	75	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Dec 31, 2008factForm ADV
→ STONEFIELD INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jun 9, 2008 to Nov 30, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 22, 2005 to Dec 31, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 18, 2004 to Jun 8, 2005factForm ADV

Dated events

No dated event names this entity yet.