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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

MOSES TK LIN

Advisor at EQUITABLE ADVISORS, LLC

ARCADIA, CA

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Search this name across graphsid dfx:ria:fdaf0378-8bda-055f-1f0b-defda7047a10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 21, 2010
First registration: May 24, 2010
Dual registered: yes, broker-dealer
Other names: MOSES LIN
IAPD individual key: 5775132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 3, 2026	n/a	yes	ARCADIA, CA	Current employment
FLAGSTAR SECURITIES, INC.	Independent wealth	Mar 18, 2022	Jun 30, 2026	no	New York, NY\|NEW YORK, NY\|Newport Beach, CA	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 24, 2015	Mar 25, 2022	no	LOS ANGELES, CA\|BEVERLY HILLS, CA\|Temple City, CA\|LOS ANGELES, CA\|ENCINO, CA\|LOS ANGELES, CA\|Porter Ranch, CA\|GLENDALE, CA\|PASADENA, CA\|Arcadia, CA\|Temple City, CA\|SAN MARINO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 4, 2012	Nov 25, 2015	no	San Antonio, TX\|Arcadia, CA\|SAN FRANCISCO, CA\|FOUNTAIN VALLEY, CA\|Arcadia, CA\|La Canada-Flintridge, CA\|ARCADIA, CA	Previous registration
EDWARD JONES	National bd RIA	May 24, 2010	Mar 29, 2012	no	GLENDORA, CA\|ARCADIA, CA\|ST LOUIS, MO\|ARCADIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLAGSTAR SECURITIES, INC.	EQUITABLE ADVISORS, LLC	Jun 30, 2026	Jul 3, 2026	3	Firm change	RIA to ibd
HSBC SECURITIES (USA) INC.	FLAGSTAR SECURITIES, INC.	Mar 25, 2022	Mar 18, 2022	-7	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	HSBC SECURITIES (USA) INC.	Nov 25, 2015	Nov 24, 2015	-1	Firm change	Other
EDWARD JONES	CITIGROUP GLOBAL MARKETS INC.	Mar 29, 2012	May 4, 2012	36	Firm change	Other

Relationships

Registered with (5)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Jul 3, 2026 to presentfactForm ADV
→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: previous registration
Mar 18, 2022 to Jun 30, 2026factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 24, 2015 to Mar 25, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 4, 2012 to Nov 25, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 24, 2010 to Mar 29, 2012factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Moses Tk Lin left Flagstar Securities, Inc. for Equitable Advisors, Llc (registered 2026-07-03)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Advisor changed firm
Moses Tk Lin left Hsbc Securities (Usa) Inc. for Flagstar Securities, Inc. (registered 2022-03-18)
Form ADVobserved 6 days ago