DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• T• L••

E•••••••• A•••••••• L••national BDArcadia, Cadual registrantIAPD 5775132

Feed of 09/14/2026

Also filed as M•••• Lin

At current firm

0 y

since Jul 3, 2026

In the industry

16 y

since May 21, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Jul 3, 2026 · Arcadia, Ca
F••••••• S••••••••• I••• independent RIA
Mar 18, 2022 to Jun 30, 2026 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Nov 24, 2015 to Mar 25, 2022 · Los Angeles, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 4, 2012 to Nov 25, 2015 · San Antonio, Tx
E••••• J•••• national BD
May 24, 2010 to Mar 29, 2012 · Glendora, Ca

Moves

a registration end followed by a registration begin elsewhere

F••••••• S••••••••• I••• to E•••••••• A•••••••• L••
left Jun 30, 2026, registered Jul 3, 2026 (3 days) · RIA to affiliated broker-dealer or bank
H••• S••••••••• •••• I••• to F••••••• S••••••••• I•••
left Mar 25, 2022, registered Mar 18, 2022 (-7 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
left Nov 25, 2015, registered Nov 24, 2015 (-1 days) · Other
E••••• J•••• to C•••••••• G••••• M•••••• I•••
left Mar 29, 2012, registered May 4, 2012 (36 days) · Other

Signals

M•••• T• L•• left F••••••• S••••••••• I••• for E•••••••• A•••••••• L•• (registered 2026-07-03)
Jun 30, 2026 · Advisor changed firm · fact
M•••• T• L•• left H••• S••••••••• •••• I••• for F••••••• S••••••••• I••• (registered 2022-03-18)
Mar 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address