DFX Intelligence

J••• K•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

J••• K•••••• H•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

WINSTON-SALEM, NC | PLYMOUTH, MN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 3, 2022	n/a	yes	PLYMOUTH, MN\|WINSTON-SALEM, NC	Current employment
T•••• M•••••••• F•••••••• A•••••••	Independent wealth	Dec 31, 2001	Mar 9, 2022	no	WINSTON-SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• M•••••••• F•••••••• A•••••••	W••••• E••••••••• A••••••• S•••••••• L••	Mar 9, 2022	Apr 3, 2022	25	Firm change	RIA to ibd

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 3, 2022 to presentfactForm ADV
→ T•••• M•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 31, 2001 to Mar 9, 2022factForm ADV

Dated events

Occurred
Mar 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 31, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.