DFX Intelligence

T•••• M•••••••• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•••• M•••••••• F•••••••• A•••••••

T•••• M•••••••• F•••••••• A•••••••, LLC, CRD 114471

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:f3007264-0647-df9a-bac9-70f3bca45032

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Mar 23, 2012 to Mar 30, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $487M••• Locked
Discretionary RAUM: $449M
Private client RAUM: $459Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $97.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• W•••••• J••••••	Certified Financial Planner	WINSTON SALEM, NC	18	22	1	yes
W••••• R••••• R•••	n/a	WINSTON SALEM, NC	17	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• J•••••••• W••••••	Member	E	yes	02/2009	Mar 23, 2012	Mar 20, 2024
R•••• W•••••• R•••••	CHIEF COMPLIANCE OFFICER	Na	no	10/2017	Mar 29, 2018	Mar 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
WRIGHTSVILLE BEACH	Nc	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$487M	$414M	17.6%	$270M	21.7%	7	6	1	1

Relationships

Registered with (8)

← A••••• L• C••••••••Advisorregistration: current employment
Jun 16, 2025 to presentfactForm ADV
← J•••• E••••• H•••••Advisorregistration: current employment
Oct 29, 2024 to presentfactForm ADV
← J••••••• P• K••••••••Advisorregistration: current employment
May 21, 2021 to presentfactForm ADV
← W••••• R••••• R•••

Dated events

Occurred
Mar 24, 2025
Regulatory AUM changed
T•••• M•••••••• F•••••••• A••••••• reported RAUM $414.2M, up 35% from $307.2M (2024-03-20 to 2025-03-24)
Form ADVobserved 7 days ago
$107M
Occurred
Mar 9, 2022
Advisor changed firm
John Kenneth Hunt left T•••• M•••••••• F•••••••• A••••••• for Wealth Enhancement Advisory Services, Llc (registered 2022-04-03)
Form ADVobserved 7 days ago
Occurred
Jan 10, 2022
Control person left
Kenneth John Hunt (Managing Member) no longer on Schedule A of T•••• M•••••••• F•••••••• A••••••• (listed 2021-05-20, absent 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3007264-0647-df9a-bac9-70f3bca45032
First observed: Mar 23, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.