DFX Intelligence

M••••• W•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M••••• W•••••• P•••••••••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:fdcb573a-4896-cc54-a3c3-7347d55621a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	May 12, 2025	n/a	yes	OVERLAND PARK, KS\|Farmington, CT\|WEST HARTFORD, CT\|GUILFORD, CT	Current employment
C••••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jun 2, 2022	May 5, 2025	no	West Hartford, CT\|West Hartford, CT\|MINNEAPOLIS, MN

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A•••••••• L••	O•••••••••	May 5, 2025	May 12, 2025	7	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	C••••••••• W••••• A•••••••• L••	May 10, 2022	Jun 2, 2022

Relationships

Registered with (6)

→ O•••••••••Registered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2022 to May 5, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jan 6, 2020 to May 10, 2022factForm ADV
→ W••••••• W•••••

Dated events

Occurred
May 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdcb573a-4896-cc54-a3c3-7347d55621a2
First observed: Jun 3, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.