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B•••• P•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

B•••• P•••••• M••••••

Advisor at E•••••• F•••••••• E••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:fdd05e94-c441-6f8a-9a28-74d85c1a9a8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	n/a	yes	HOUSTON, TX	Current employment
E•••••• F•••••••• S•••••••• L••	Former SEC adviser	Feb 3, 2016	Nov 1, 2018	no	HOUSTON, TX\|FAIRFAX, VA\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA
S•••••••• A••••••• L••	E•••••• F•••••••• S•••••••• L••	Jan 29, 2016	Feb 3, 2016

Relationships

Registered with (4)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2016 to Nov 1, 2018factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 25, 2008 to Jan 29, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdd05e94-c441-6f8a-9a28-74d85c1a9a8c
First observed: Dec 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.