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RIA / WealthAdvisor19 years in industry

Nathaniel Jermaine Poole

Advisor at SEI INVESTMENTS MANAGEMENT CORP

McKinney, TX | OAKS, PA

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Search this name across graphsid dfx:ria:fddbcb59-f088-c7a5-ed05-e04cd9aad6d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEI INVESTMENTS MANAGEMENT CORP
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 26, 2007
First registration: Apr 17, 2017
Dual registered: no
Other names: NATE JERMAINE POOLE|NATHAN POOLE
IAPD individual key: 3277907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Jun 5, 2025	n/a	yes	McKinney, TX\|OAKS, PA	Current employment
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Aug 14, 2018	May 29, 2024	no	Mill Creek, WA\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|Haverford, PA	Previous registration
CWM, LLC	Bd affiliated wealth	Mar 16, 2018	Apr 27, 2018	no	Mill Creek, WA\|Omaha, NE	Previous registration
SYMMETRY PARTNERS	Independent wealth	Apr 17, 2017	Aug 28, 2017	no	Spring Hill, TN\|GLASTONBURY, CT\|Noblesville, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORNINGSTAR INVESTMENT SERVICES LLC	SEI INVESTMENTS MANAGEMENT CORP	May 29, 2024	Jun 5, 2025	372	Firm change	RIA to RIA
CWM, LLC	MORNINGSTAR INVESTMENT SERVICES LLC	Apr 27, 2018	Aug 14, 2018	109	Firm change	RIA to RIA
SYMMETRY PARTNERS	CWM, LLC	Aug 28, 2017	Mar 16, 2018	200	Firm change	Other

Relationships

Registered with (4)

→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 14, 2018 to May 29, 2024factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Mar 16, 2018 to Apr 27, 2018factForm ADV
→ SYMMETRY PARTNERSRegistered adviserregistration: previous registration
Apr 17, 2017 to Aug 28, 2017factForm ADV

Dated events

Occurred
May 29, 2024
Advisor changed firm
Nathaniel Jermaine Poole left Morningstar Investment Services Llc for Sei Investments Management Corp (registered 2025-06-05)
Form ADVobserved 3 days ago