DFX Intelligence
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Reading the graph
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Advisor at T•• B••••• 4••••• S•••••
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• B••••• 4••••• S••••• | State registered | Jun 26, 2017 | n/a | yes | PLANO, TX | Current employment |
| I•••• F••• A•••••••• I••• | Independent wealth | Jan 2, 2015 | Nov 19, 2015 | no | PLANO, TX|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••• F••• A•••••••• I••• | T•• B••••• 4••••• S••••• | Nov 19, 2015 | Jun 26, 2017 | 585 | Firm change after gap | Other |
| C•••• I••••••••• S••••••• C•••• | I•••• F••• A•••••••• I••• | Jan 19, 2006 | Jan 2, 2015 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jan 25, 2005 | Jan 19, 2006 | no | LEWISVILLE, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 1, 1999 | Jan 15, 2004 | no | IRVING, TX | Previous registration |
| 3,270 |
| Firm change after gap |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••• I••••••••• S••••••• C•••• | Jan 15, 2004 | Jan 25, 2005 | 376 | Firm change | Other |