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Advisor at M••••• S••••••
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Nov 9, 2017 | n/a | yes | New York, NY | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 22, 2011 | Nov 13, 2017 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | M••••• S•••••• | Nov 13, 2017 | Nov 9, 2017 | -4 | Firm change | Wirehouse to wirehouse |
| B••••••• C•••••• I••• | J••• M••••• S••••••••• L•• | Oct 6, 2011 | Sep 22, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:NY:2017-11-13 | Nov 13, 2017 | Nov 9, 2017 | NEW YORK, NY | Firm change |
| Former SEC adviser |
| Jan 21, 2009 |
| Oct 6, 2011 |
| no |
| NEW YORK, NY |
| Previous registration |
| L••••• B••••••• I••• | n/a | Feb 14, 2008 | Oct 15, 2008 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| -14 |
| Firm change |
| Other |
| L••••• B••••••• I••• | B••••••• C•••••• I••• | Oct 15, 2008 | Jan 21, 2009 | 98 | Bulk transfer | Other |