A••••• S•••••••• T•••••

• M••••• S•••••• wirehouse current
  since Nov 9, 2017 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Sep 22, 2011 to Nov 13, 2017 · New York, Ny
• B••••••• C•••••• I••• former
  Jan 21, 2009 to Oct 6, 2011 · New York, Ny
• L••••• B••••••• I••• unclassified
  Feb 14, 2008 to Oct 15, 2008 · New York, Ny

• J••• M••••• S••••••••• L•• to M••••• S••••••
  left Nov 13, 2017, registered Nov 9, 2017 (-4 days) · Wirehouse to wirehouse · moved with a team
• B••••••• C•••••• I••• to J••• M••••• S••••••••• L••
  left Oct 6, 2011, registered Sep 22, 2011 (-14 days) · Other
• L••••• B••••••• I••• to B••••••• C•••••• I•••
  left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address