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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

MARK WAYNE FLENNIKEN

Advisor at OSAIC WEALTH, INC.

KALAMAZOO, MI

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Search this name across graphsid dfx:ria:fdf47050-e024-08e9-1c81-9faea13d0638

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 25, 1986
First registration: Feb 9, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1518023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	n/a	yes	KALAMAZOO, MI	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 28, 2010	Nov 3, 2023	no	ATLANTA, GA\|LUBBOCK, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 25, 2007	Apr 6, 2009	no	LUBBOCK, TX\|Lubbock, TX\|LUBBOCK, TX\|Lubbock, TX\|LUBBOCK, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jul 18, 2005	Jun 3, 2006	no	DALLAS, TX\|LUBBOCK, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 9, 1994	Dec 19, 2003	no	LUBBOCK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	FSC SECURITIES CORPORATION	Apr 6, 2009	Jul 28, 2010	478	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	MML INVESTORS SERVICES, LLC	Jun 3, 2006	Sep 25, 2007	479	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	NFP ADVISOR SERVICES, LLC	Dec 19, 2003	Jul 18, 2005	577	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 28, 2010 to Nov 3, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 25, 2007 to Apr 6, 2009factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jul 18, 2005 to Jun 3, 2006factForm ADV

Dated events

No dated event names this entity yet.