DFX Intelligence

D••••• E•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D••••• E•••• C•••••• M••••••••• L•

CRD 135522

SOUTHLAKE, TX

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Search this name across graphsid dfx:ria:fdf5d5a2-974f-fc5b-26a7-a1479cbad6dc

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 19, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $133M••• Locked
Discretionary RAUM: $133M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $133Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••••• W•••••• K•••••	n/a	SOUTHLAKE, TX	17	24	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••• E•••• C•••••• A•• F••• L•	Hedge Fund	$99.1M	Mar 19, 2026	25	Mar 29, 2012	reported	021-129287
D••••• E•••• C•••••• M••••••• F••• L•	Hedge Fund	$34.1M	Mar 19, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• E•••• C•••••• L••	GENERAL PARTNER	Na	yes	04/2005	Mar 29, 2012	Mar 21, 2024
K•••••• D••••• D•••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2009	Mar 29, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$133M	$117M	13.6%	$107M	7.6%	2	2	0	0

Relationships

Advises (3)

→ D••••• E•••• C•••••• A•• F••• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ D••••• E•••• C•••••• M••••••• F••• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ D••••• E•••• C•••••• G••••• R•••• F••• L•Private fundHedge Fund, IA, no longer reported
Mar 28, 2017 to Mar 22, 2019factForm ADV

Registered with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdf5d5a2-974f-fc5b-26a7-a1479cbad6dc
First observed: Mar 29, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.