DFX Intelligence
RIA Intelligence
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SEC-registered adviser
D••••• E•••• C•••••• M••••••••• L•
Latest filing Mar 19, 2026
First filing on the tape Mar 29, 2012 · 21 filings
SEC status approved since Sep 28, 2007
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$133M as of Mar 19, 2026
Mar 29, 2012$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 19, 2026
Mar 29, 20120 then
Employees (5.A)2 as of Mar 19, 2026
Mar 15, 20133 then
Private funds2 as of Mar 19, 2026
Mar 29, 20122 then
RAUM +14% over the last fiscal year+7.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $44.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $133M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$133M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $133M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• W•••••• K••••• | Southlake, Tx | Mar 23, 2009 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••• E•••• C•••••• A•• F••• L• | Hedge Fund | $80.2M | 27 | Mar 29, 2012 |
| D••••• E•••• C•••••• M••••••• F••• L• | Hedge Fund | $27.3M | 12 | Mar 29, 2012 |
| D••••• E•••• C•••••• G••••• R•••• F••• L•no longer reported | Hedge Fund | $3.3M | 5 | Mar 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• D••••• D••• · Chief Compliance Officercontrolsince 01/2009 · owns less than 5%
- K•••••• E•••••• W•••••• · Chief Executive Officer And Limited Partnercontrolsince 04/2005 · owns 75% or more
Entity owners
- D••••• E•••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $117M to $133MMar 24, 2025 to Mar 19, 2026
- Discretionary RAUM · $117M to $133MMar 24, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $117M to $133MMar 24, 2025 to Mar 19, 2026
- RAUM · $117M to $133MMar 24, 2025 to Mar 19, 2026
- Assets in custody · $107M to $117MMar 21, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $107M to $117MMar 21, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $107M to $117MMar 21, 2024 to Mar 24, 2025
- RAUM · $107M to $117MMar 21, 2024 to Mar 24, 2025
- Assets in custody · $107M to $107MJul 5, 2023 to Mar 21, 2024
- Discretionary RAUM · $107M to $107MJul 5, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $107M to $107MJul 5, 2023 to Mar 21, 2024
- RAUM · $107M to $107MJul 5, 2023 to Mar 21, 2024
- HQ city · WESTLAKE to SOUTHLAKEMar 28, 2023 to Jul 5, 2023
- Assets in custody · $103M to $107MMar 9, 2022 to Mar 28, 2023
- Discretionary RAUM · $103M to $107MMar 9, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $103M to $107MMar 9, 2022 to Mar 28, 2023
- RAUM · $103M to $107MMar 9, 2022 to Mar 28, 2023
- Assets in custody · $101M to $103MMar 11, 2021 to Mar 9, 2022
- Discretionary RAUM · $101M to $103MMar 11, 2021 to Mar 9, 2022
- Pooled vehicle RAUM · $101M to $103MMar 11, 2021 to Mar 9, 2022
- RAUM · $101M to $103MMar 11, 2021 to Mar 9, 2022
- Advisory employees · 3 to 2Mar 23, 2020 to Mar 11, 2021
- Assets in custody · $91.1M to $101MMar 23, 2020 to Mar 11, 2021
- Employees · 3 to 2Mar 23, 2020 to Mar 11, 2021
- Other offices · 1 to 0Mar 23, 2020 to Mar 11, 2021
- Discretionary RAUM · $93.5M to $101MMar 23, 2020 to Mar 11, 2021
- Pooled vehicle RAUM · $93.5M to $101MMar 23, 2020 to Mar 11, 2021
- RAUM · $93.5M to $101MMar 23, 2020 to Mar 11, 2021
- Accounts · 5 to 3Mar 22, 2019 to Mar 23, 2020
- Advisory employees · 4 to 3Mar 22, 2019 to Mar 23, 2020
- Pooled vehicle clients · 5 to 3Mar 22, 2019 to Mar 23, 2020
- Assets in custody · $108M to $91.1MMar 22, 2019 to Mar 23, 2020
- Employees · 4 to 3Mar 22, 2019 to Mar 23, 2020
- Private funds · 3 to 2Mar 22, 2019 to Mar 23, 2020
- Discretionary RAUM · $117M to $93.5MMar 22, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $117M to $93.5MMar 22, 2019 to Mar 23, 2020
- RAUM · $117M to $93.5MMar 22, 2019 to Mar 23, 2020
- Assets in custody · $138M to $108MMar 20, 2018 to Mar 22, 2019
- Discretionary RAUM · $145M to $117MMar 20, 2018 to Mar 22, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- D•••••E••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 972.869.6880reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026