DFX Intelligence

A•••• T•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

A•••• T•••••• K••••

Advisor at C••••••• P•••••••

Cape Coral, FL | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:fdf6f833-7e87-a731-5d48-34524e811551

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 20, 2024	n/a	yes	Cape Coral, FL\|OVERLAND PARK, KS	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 10, 2009	Oct 12, 2020	no	WAUKESHA, WI\|WAUKESHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• I••••••••• G••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 18, 2025	Aug 10, 2009	-5,671	Firm change after gap	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••• P•••••••	Oct 12, 2020	Dec 20, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:105348:WI:2020-10-12	Oct 12, 2020	Dec 20, 2024	WAUKESHA, WI	Firm change after gap

Relationships

Registered with (5)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ K•••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Jul 20, 2007 to Feb 18, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 10, 2009 to Oct 12, 2020factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdf6f833-7e87-a731-5d48-34524e811551
First observed: Sep 14, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.