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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

DAVID TIMOTHY CARRIS

Advisor at MORGAN STANLEY

Colchester, VT | Hanover, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: May 23, 1995
First registration: Nov 1, 2000
Dual registered: yes, broker-dealer
Other names: DAVID CARRIS
IAPD individual key: 2590930

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 1, 2023	n/a	yes	Hanover, NH\|Colchester, VT	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 6, 2012	Dec 4, 2023	no	SOUTH BURLINGTON, VT\|SOUTH BURLINGTON, VT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 6, 2012	no	COLCHESTER, VT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Aug 10, 2007	Jun 1, 2009	no	BURLINGTON, VT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 1, 2000	Aug 23, 2007	no	BURLINGTON, VT\|BURLINGTON, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Dec 4, 2023	Dec 1, 2023	-3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Sep 6, 2012	Sep 6, 2012	0	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Aug 23, 2007	Aug 10, 2007	-13	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 6, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 6, 2012 to Dec 4, 2023factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Aug 10, 2007 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 1, 2000 to Aug 23, 2007factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
David Timothy Carris left Ubs Financial Services Inc. for Morgan Stanley (registered 2023-12-01)
Form ADVobserved 5 days ago