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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MATTHEW JOHN CONROY

Advisor at CHARLES SCHWAB & CO., INC.

Cary, NC

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Search this name across graphsid dfx:ria:fe0e509b-fa29-2ee9-c1b6-22fee49dc73e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 6, 2008
First registration: Aug 5, 2011
Dual registered: yes, broker-dealer
Other names: Matt Conroy|Matthew Conroy
IAPD individual key: 4907915

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 11, 2023	n/a	yes	Cary, NC	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 13, 2014	Sep 7, 2023	no	SHORT HILLS, NJ\|CARY, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 13, 2014	Oct 14, 2022	no	SHORT HILLS, NJ\|CARY, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 5, 2011	May 30, 2014	no	HAMILTON, NJ\|BEDMINSTER, NJ\|RARITAN, NJ\|MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Aug 11, 2023	-27	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jun 13, 2014	-3,045	Bulk transfer	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	May 30, 2014	Jun 13, 2014	14	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 13, 2014 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 13, 2014 to Oct 14, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 5, 2011 to May 30, 2014factForm ADV

Dated events

No dated event names this entity yet.