T•••••• M• W•••

Advisor at R•• W••••• A•••••••

CHICAGO, IL | Crown Point, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe2a3294-efc8-f638-90f0-fca3b6d01a73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• A•••• M•••••••••	No RAUM reported	Nov 17, 2025	n/a	yes	Crown Point, IN\|CHICAGO, IL	Current employment
R•• W••••• A•••••••	Independent wealth	Mar 16, 2012	n/a	yes	Crown Point, IN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• L••	R•• W••••• A•••••••	Sep 7, 2012	Mar 16, 2012	-175	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	B••••••••• L••	Oct 16, 2009	Sep 18, 2009

Relationships

Registered with (6)

→ I••••• A•••• M•••••••••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ R•• W••••• A•••••••Registered adviserregistration: current employment
Mar 16, 2012 to presentfactForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Sep 18, 2009 to Sep 7, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe2a3294-efc8-f638-90f0-fca3b6d01a73
First observed: Feb 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.