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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Guntersville, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 9, 2014 | n/a | yes | Guntersville, AL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 6, 2013 | Jun 30, 2014 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 25, 2012 | Dec 17, 2012 | no | HUNTSVILLE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 30, 2014 | Jul 9, 2014 | 9 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Dec 17, 2012 | Mar 6, 2013 | 79 | Firm change | Wirehouse to wirehouse |