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Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Denver, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 10, 2016 | n/a | yes | Denver, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Aug 17, 2016 | no | PALM DESERT, CA|WALNUT CREEK, CA|GREENWOOD VILLAGE, CO|DENVER, CO|BOULDER, CO|DENVER, CO|COLORADO SPRINGS, CO|DENVER, CO|LAGUNA NIGUEL, CA|OAK BROOK, IL|DENVER, CO|NEW YORK, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jun 25, 2009 | Oct 23, 2009 | no | PALM DESERT, CA|RIVERSIDE, CA|PALM DESERT, CA|RIVERSIDE, CA|SAN BERNARDINO, CA|PALM DESERT, CA|SAN BERNARDINO, CA|PALM DESERT, CA|RIVERSIDE, CA|PALM DESERT, CA|PALM DESERT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Aug 17, 2016 | Oct 10, 2016 | 54 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NY:2016-08-08 | Aug 17, 2016 | Oct 10, 2016 | NEW YORK, NY | Firm change |