DFX Intelligence

H••••• G••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

H••••• G••••• R•••••

Advisor at F••••••

Auburndale, MA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:fe4b116b-6d72-b6e0-0d89-a17d04f37aad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jun 10, 2024	n/a	yes	Auburndale, MA\|SAN FRANCISCO, CA	Current employment
F•••••••• L••• F••••• L••	Former SEC adviser	Jun 30, 2010	Aug 7, 2024	no	PHILADELPHIA, PA\|Auburndale, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• L••• F••••• L••	F••••••	Aug 7, 2024	Jun 10, 2024	-58	Firm change after gap	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	F•••••••• L••• F••••• L••	Jun 30, 2010	Jun 30, 2010

Relationships

Registered with (3)

→ F••••••Registered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ F•••••••• L••• F••••• L••Registered adviserregistration: previous registration
Jun 30, 2010 to Aug 7, 2024factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 20, 2007 to Jun 30, 2010factForm ADV

Dated events

Occurred
Aug 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe4b116b-6d72-b6e0-0d89-a17d04f37aad
First observed: Mar 20, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.